Financial Compliance Officer

Job Description

We are seeking an experienced and detail-oriented Financial Compliance Officer at Fstechadvisors. The successful candidate will ensure that our clients adhere to all relevant financial regulations and standards, maintaining the integrity of their operations.

Key Responsibilities:

• Develop and maintain compliance policies and procedures.
• Conduct regular audits and assessments to ensure compliance with regulatory requirements.
• Monitor changes in laws and regulations and update compliance programs accordingly.
• Provide training and guidance to staff on compliance matters.
• Investigate and resolve compliance issues and incidents.
• Liaise with regulatory bodies and ensure timely submission of required reports.
• Prepare and present compliance reports to senior management.

Qualifications:

• Bachelor’s degree in Finance, Law, Business, or a related field.
• Professional certification such as CRCM (Certified Regulatory Compliance Manager) or CAMS (Certified Anti-Money Laundering Specialist) is preferred.
• In-depth knowledge of financial regulations and standards.
• Strong analytical and problem-solving skills.
• Excellent communication and interpersonal skills.
• High ethical standards and integrity.
• Prior experience in compliance, auditing, or a related field is required.